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Establish profile scoping for policies and controls

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Establish profile scoping for policies and controls

Profile scoping is permitted in each of the GRC applications. Policy and compliance managers use profile scoping to create a system of internal controls and monitor compliance. Risk managers use profile scoping to monitor risk exposure and perform risk assessments. Dependencies are created using the dependency map and model or by creating tiers.

Profile scoping provides a way to allocate risks and controls at different levels. Profile scoping involves the following elements:
Profile Classes
Profile classes allow GRC managers to separate profiles for better distinction. For example, Business Service Profiles, Department Profiles, and Business Unit Profiles. Reports can be filtered to define relationships between the different profile classes. A profile class defines what a profile actually is. Profiles can belong to many profile types but a profile can have only one profile class (for example, Business Service). Profile classes can roll up to each other.
Profile classes
Profile Types
Profiles types are dynamic categories containing one or more profiles. Business logic automates the process of creating and categorizing any profiles in the system that meet the profile type filters. Profile types are associated to policy statements, which generate controls for every profile listed in the profile type.
Profiles
Profiles are the records that aggregate GRC information related to a specific item. Each profile is associated with a single record from any table in the instance. Profiles cannot be created for items that do not have a record in a table in the platform.

Example of Profile Scoping

Profile Scoping example
In this scoping example, the profile types contain the following profiles:
  • Global Office Locations
    • Los Angeles Office
    • New York Office
    • Berlin Office
  • North American Office Locations
    • Los Angeles Office
    • New York City Office
  • European Union Office Locations
    • Berlin Office

How do profiles relate to Policy and Compliance Management?

Profile scoping provides a systematic assignment of policy statements to controls and maintains relational and hierarchical connections between those controls. Profiles can be a many to many relationship. Profile types are the high-level categories and profiles are the individual items that can be associated to the profile type.
Profile scoping within Policy and Compliance Management overview
In this Policy and Compliance scoping example:
  • policies and policy statements are assigned to profile types
  • controls are created based on the profiles and associated policy statements
Note: Policy statements can be created without a policy, but must be assigned a profile type. Controls can be created without an associated policy or policy statement, but must be assigned to a profile.

Profile scoping within Policy and Compliance Management example

Dependency models and maps

In the Jakarta release, the dependency map was aligned with the dependency model for establishing upstream and downstream relationships between profiles. In the london release, tiers establish those relationships.

Dependency model map
Dependency models

Dependency modeling ensures that an organization establishes a uniform definition of risk across the enterprise. The dependency model defines what relationships are allowed between different types of areas in the organization. This enables more effective risk normalization and aggregation by allowing stakeholders to more effectively compare and contrast risk appetite and exposure at various levels of the enterprise.

Creating a dependency model involves creating profile classes and defining how classes are structured in relation to each other using the Roll up to field.

Dependency maps

Once dependency modeling is complete, you can build out a dependency map to define how different parts of the organization are related to each other. The dependency map represents what profile relationships exist. For example, you could specify that certain projects and business services affect the HR department, which in turn affects the enterprise.

Defining the dependency map involves creating profiles, defining the profile class for each profile, then relating profiles to each other by specifying the upstream/downstream relationship.

Dependency map

Tiers

In the london release, tiers establish upstream and downstream relationships. Profile tiers are assigned to profile classes. The base system provides: Business, Application, and IT Asset. Administrators can edit or add to the tiers.

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